Mainframe

Mainframe

Top Interview Questions

About Mainframe

Mainframe Computers – A Comprehensive Overview

Mainframe computers are powerful, large-scale computing systems designed to handle massive volumes of data and transactions with high reliability, security, and availability. They have been a cornerstone of enterprise computing for decades and continue to play a vital role in industries such as banking, insurance, healthcare, government, airlines, and large-scale retail. Despite the rise of cloud computing and distributed systems, mainframes remain indispensable for mission-critical applications where performance, stability, and data integrity are paramount.

History and Evolution of Mainframes

The concept of mainframe computing dates back to the 1950s, when organizations needed centralized systems to process large amounts of data. IBM introduced some of the earliest mainframes, such as the IBM 700/7000 series, which revolutionized business data processing. Over time, mainframes evolved from room-sized machines with limited capabilities into highly sophisticated systems.

In the 1960s, IBM System/360 marked a major milestone by introducing a compatible family of computers that could run the same software across different hardware models. This idea of backward compatibility became a defining feature of mainframes. Later systems such as System/370, System/390, and today’s IBM Z series continued to build on this legacy, offering massive performance improvements while protecting existing investments.

Key Characteristics of Mainframe Systems

Mainframes are distinguished by several unique characteristics that set them apart from other computing platforms:

  1. High Performance and Throughput
    Mainframes are designed to process millions of transactions per second. They excel in high-volume environments such as ATM transactions, airline reservations, and online banking systems.

  2. Reliability, Availability, and Serviceability (RAS)
    One of the most important features of mainframes is their near-zero downtime. Many mainframes are designed to run continuously for years without interruption, thanks to redundant components, hot-swappable hardware, and advanced error detection and recovery mechanisms.

  3. Scalability
    Mainframes can scale vertically by adding more processing power, memory, and storage without disrupting existing applications. This allows enterprises to handle growing workloads efficiently.

  4. Security
    Mainframes offer industry-leading security features, including hardware-based encryption, strong access control, auditing, and compliance capabilities. This makes them ideal for handling sensitive data.

  5. Backward Compatibility
    Applications written decades ago can still run on modern mainframes with minimal changes. This protects long-term investments in software and reduces migration risks.

Mainframe Architecture

Mainframe architecture is designed to support high concurrency and workload isolation. Key architectural components include:

  • Central Processing Complex (CPC): The core of the mainframe, consisting of processors, memory, and I/O subsystems.

  • Channels and I/O Subsystems: Mainframes use specialized channels to manage input/output operations efficiently, reducing CPU overhead.

  • Logical Partitions (LPARs): A single physical mainframe can be divided into multiple virtual systems, each running its own operating system.

  • Virtualization: Advanced virtualization allows mainframes to run thousands of virtual machines with minimal overhead.

Mainframe Operating Systems

Several operating systems are commonly used on mainframes, each tailored to specific workloads:

  • z/OS: The most widely used mainframe operating system, designed for high-volume transaction processing and batch workloads.

  • z/VM: A powerful virtualization OS that allows multiple virtual machines to run on a single mainframe.

  • z/VSE: A lighter operating system often used by smaller organizations.

  • Linux on Z: Enables organizations to run Linux workloads on mainframe hardware, combining open-source flexibility with mainframe reliability.

Programming Languages and Tools

Mainframe environments support a wide range of programming languages, both traditional and modern:

  • COBOL: Still widely used for business applications, especially in banking and insurance.

  • PL/I: A powerful language designed for both scientific and business computing.

  • Assembler: Used for system-level programming and performance-critical tasks.

  • Java and Python: Increasingly used for modern application development on mainframes.

  • JCL (Job Control Language): Used to define and control batch jobs and resource usage.

Modern development tools, DevOps practices, and APIs have been integrated into mainframe ecosystems, making them more accessible to new developers.

Mainframe Workloads

Mainframes are optimized to handle diverse workloads simultaneously:

  • Online Transaction Processing (OLTP): Real-time processing of transactions such as payments and reservations.

  • Batch Processing: Large-scale data processing tasks, often scheduled during off-peak hours.

  • Data Analytics: Processing and analyzing large datasets with high speed and reliability.

  • Enterprise Resource Planning (ERP): Supporting core business functions.

Advantages of Mainframes

Mainframes offer several advantages that keep them relevant in modern IT environments:

  • Exceptional performance and reliability

  • Strong security and compliance support

  • Lower total cost of ownership for large-scale workloads

  • Ability to consolidate workloads and reduce infrastructure complexity

Challenges and Modernization

Despite their strengths, mainframes face certain challenges. Skilled mainframe professionals are in limited supply, and the perception of mainframes as “legacy” systems can hinder adoption. Additionally, integrating mainframes with cloud and modern applications requires careful planning.

To address these challenges, organizations are modernizing mainframe applications by adopting APIs, microservices, DevOps pipelines, and hybrid cloud strategies. Rather than replacing mainframes, many enterprises are integrating them with modern platforms to leverage the best of both worlds.

Future of Mainframes

The future of mainframes remains strong, especially for industries that demand high performance, security, and reliability. Vendors continue to innovate by introducing AI acceleration, advanced encryption, and cloud integration capabilities. As digital transformation accelerates, mainframes will continue to serve as the backbone of critical enterprise systems.

Fresher Interview Questions

 

1. What is a Mainframe Computer?

A mainframe computer is a powerful, large-scale computer designed to process huge volumes of data and support thousands of users simultaneously. Mainframes are known for high reliability, security, scalability, and performance. They are widely used in industries such as banking, insurance, government, airlines, and retail.


2. Where are Mainframes commonly used?

Mainframes are used where large transaction processing is required:

  • Banking systems (ATM, core banking)

  • Insurance claim processing

  • Airline reservation systems

  • Government databases

  • Payroll systems

  • Large retail billing systems


3. What is z/OS?

z/OS is the primary operating system for IBM mainframe computers.
It provides:

  • Batch processing

  • Online transaction processing

  • Multi-tasking

  • High security

  • High availability


4. What is a Batch Job?

A batch job is a program that runs without user interaction.
Jobs are submitted to the system, processed in sequence, and the output is generated.

Example: Salary processing at the end of the month.


5. What is JCL?

JCL (Job Control Language) is used to submit batch jobs in a mainframe.
It tells the system:

  • Which program to run

  • Input and output files

  • Resources required


6. What are the components of JCL?

JCL has three main statements:

  1. JOB – Identifies the job

  2. EXEC – Specifies the program to execute

  3. DD (Data Definition) – Describes datasets used by the job


7. What is a Dataset?

A dataset is a collection of data stored on a mainframe disk or tape.
It is similar to a file in Windows/Linux.


8. What are the types of datasets?

  1. Sequential Dataset (PS)

  2. Partitioned Dataset (PDS)

  3. Partitioned Dataset Extended (PDSE)

  4. VSAM Dataset


9. What is PDS?

A PDS (Partitioned Dataset) contains multiple members under one dataset name.
It is commonly used to store:

  • COBOL programs

  • JCLs

  • Procedures


10. What is PDSE?

PDSE is an improved version of PDS.
Advantages:

  • Better performance

  • No need for manual compression

  • Supports versioning


11. What is VSAM?

VSAM (Virtual Storage Access Method) is a high-performance data access method used in mainframes.
It allows fast and efficient data retrieval.


12. Types of VSAM files?

  1. KSDS (Key Sequenced Dataset)

  2. ESDS (Entry Sequenced Dataset)

  3. RRDS (Relative Record Dataset)

  4. LDS (Linear Dataset)


13. What is COBOL?

COBOL (Common Business Oriented Language) is the most widely used programming language on mainframes.
It is used for business applications such as banking and insurance systems.


14. Why is COBOL still used?

  • Handles large data volumes efficiently

  • Stable and reliable

  • Easy to maintain

  • Supports legacy systems


15. What are the divisions of a COBOL program?

  1. Identification Division

  2. Environment Division

  3. Data Division

  4. Procedure Division


16. What is CICS?

CICS (Customer Information Control System) is an online transaction processing system used on mainframes.
It allows multiple users to access applications simultaneously.


17. Difference between Batch and Online Processing?

Batch Processing Online Processing
No user interaction User interaction
Runs in background Real-time
Uses JCL Uses CICS
Example: Payroll Example: ATM

18. What is DB2?

DB2 is IBM’s relational database management system for mainframes.
It stores data in tables and uses SQL for data access.


19. What is SQL in Mainframe?

SQL (Structured Query Language) is used to:

  • Retrieve data

  • Insert data

  • Update data

  • Delete data


20. What is a Cursor in DB2?

A cursor is used to fetch multiple rows one by one from a DB2 table.


21. What is a Commit and Rollback?

  • COMMIT – Saves changes permanently

  • ROLLBACK – Cancels changes since last commit


22. What is SDSF?

SDSF (System Display and Search Facility) is used to:

  • Monitor jobs

  • Check job output

  • View job status


23. What is Spool?

Spool (Simultaneous Peripheral Operations On-Line) is an area where job input and output are stored temporarily.


24. What is Abend?

An Abend (Abnormal End) occurs when a job fails due to:

  • Program error

  • Data issue

  • Resource problem


25. What is a Return Code?

A Return Code (RC) indicates job execution status:

  • RC = 0 → Successful

  • RC = 4 → Warning

  • RC ≥ 8 → Error


26. What is a Procedure (PROC)?

A PROC is a reusable set of JCL statements.
It helps reduce coding and improves maintainability.


27. What is Catalog?

A catalog stores information about datasets such as:

  • Dataset name

  • Location

  • Size


28. What is TSO?

TSO (Time Sharing Option) allows users to interact directly with the mainframe.


29. What is ISPF?

ISPF (Interactive System Productivity Facility) provides menus and panels to:

  • Edit datasets

  • Submit jobs

  • Browse files


30. What is SMF?

SMF (System Management Facility) collects system performance and usage data.


31. What is RACF?

RACF (Resource Access Control Facility) provides security by controlling:

  • User access

  • Dataset access

  • System resources


32. What is a Load Module?

A load module is the executable version of a compiled program.


33. What is Compiler?

A compiler converts COBOL source code into machine-readable code.


34. What is the role of Mainframe in today’s IT?

Mainframes handle:

  • High-volume transactions

  • Mission-critical systems

  • Secure data processing


35. What skills should a Mainframe fresher have?

  • Basics of Mainframe architecture

  • JCL

  • COBOL

  • VSAM

  • DB2

  • CICS

  • ISPF & SDSF


36. What is IPL in Mainframe?

IPL (Initial Program Load) is the process of starting or restarting a mainframe system.
It is similar to booting a computer.
During IPL:

  • The operating system is loaded

  • System resources are initialized

  • The system becomes ready for users


37. What is JES?

JES (Job Entry Subsystem) manages batch job processing.
Functions:

  • Accepts jobs

  • Schedules jobs

  • Manages input/output

Types:

  • JES2 – Most commonly used

  • JES3 – Used in large environments


38. What is Region in JCL?

REGION specifies the amount of memory required by a job or step.
If insufficient memory is allocated, the job may fail with an abend.


39. What is a Symbolic Parameter in JCL?

Symbolic parameters are variables used in JCL to make code reusable.

Example:

//STEP1 EXEC PGM=MYPROG,PARM=&PARM1

40. What is COND in JCL?

COND is used to control step execution based on return codes of previous steps.


41. What is IDCAMS?

IDCAMS is a utility used mainly to:

  • Create VSAM datasets

  • Delete datasets

  • Reorganize datasets

  • Print dataset contents


42. What is IEBGENER?

IEBGENER is a utility used to:

  • Copy datasets

  • Print dataset contents

  • Create sequential files


43. What is IEBCOPY?

IEBCOPY is used to:

  • Copy PDS members

  • Backup libraries

  • Compress PDS


44. What is SORT Utility?

SORT is used to:

  • Sort records

  • Merge datasets

  • Remove duplicates

  • Format records


45. What is an Override in JCL?

Override is used to modify parameters of a PROC during job execution without changing the PROC.


46. What is a COBOL Paragraph?

A paragraph is a block of statements in the Procedure Division that performs a specific task.


47. What is a Section in COBOL?

A section is a group of related paragraphs.
Sections improve program structure and readability.


48. What is PERFORM statement?

PERFORM is used to execute a paragraph or section.


49. Difference between PERFORM and CALL?

PERFORM CALL
Executes internal code Executes external program
Faster Slightly slower
No parameter passing Supports parameter passing

50. What is COPYBOOK?

A copybook contains common data definitions used across multiple COBOL programs.


51. What is REDEFINES?

REDEFINES allows multiple data items to share the same memory.


52. What is OCCURS Clause?

OCCURS is used to define arrays/tables in COBOL.


53. What is PIC Clause?

PIC (Picture Clause) defines the data type and size of a variable.


54. What is COMP and COMP-3?

  • COMP – Binary storage

  • COMP-3 – Packed decimal (used for financial data)


55. What is an Index in VSAM?

An index allows fast record access using keys instead of sequential scanning.


56. What is Alternate Index (AIX)?

An AIX allows access to VSAM data using an alternate key.


57. What is DB2 Bind?

BIND converts SQL statements into an executable form and stores access paths.


58. What is a Package in DB2?

A package contains compiled SQL statements and execution plans.


59. What is Tablespace?

A tablespace is a logical storage unit for DB2 tables.


60. What is Primary Key?

A primary key uniquely identifies a row in a table and cannot be NULL.


61. What is Foreign Key?

A foreign key establishes a relationship between two tables.


62. What is Normalization?

Normalization organizes database data to:

  • Reduce redundancy

  • Improve data integrity


63. What is CICS Transaction ID?

A Transaction ID is a 4-character code used to execute a CICS program.


64. What is Pseudo-Conversational Programming?

A CICS technique where:

  • Program ends after each user interaction

  • Saves context

  • Improves performance


65. What is COMMAREA?

COMMAREA is used to pass data between CICS programs.


66. What is BMS?

BMS (Basic Mapping Support) is used to design CICS screens.


67. What is MAPSET?

A MAPSET is a collection of BMS maps.


68. What is Abend Code S0C7?

S0C7 occurs due to data exception error, usually from invalid numeric data.


69. What is S0C4 Abend?

Occurs due to protection or addressing errors, often null pointers.


70. What is File Status Code?

File status codes indicate the result of file operations like READ or WRITE.


71. What is Checkpoint Restart?

Allows a job to restart from the last successful point after failure.


72. What is GDG?

GDG (Generation Data Group) manages multiple versions of datasets.


73. What is Roll-out / Roll-in?

Used by OS to move programs between memory and disk.


74. What is Workload Manager (WLM)?

WLM manages system resources based on priorities.


75. What is Production Support in Mainframe?

Production support involves:

  • Monitoring jobs

  • Fixing abends

  • Handling data issues

  • User support


76. Difference between PDS and PDSE?

PDS PDSE
Needs compression No compression
Slower Faster
Space issues Better space management

77. What is a Dummy Dataset?

A dataset that does not actually store data, used to bypass file processing.


78. What is DISP parameter?

Defines dataset status and action after job completion.


79. What is SPACE parameter?

Defines space allocation for datasets.


80. What is a Cataloged Procedure?

A PROC stored in a system library and reused by multiple jobs.

 

Experienced Interview Questions

 

1. Explain your end-to-end batch job flow in a real project.

In a real project, the batch job flow usually starts with input file arrival, followed by data validation, business processing, database updates, and report generation.

Typical flow:

  1. File is received (FTP)

  2. Control job checks file availability

  3. COBOL program validates records

  4. DB2 tables updated

  5. Error records written to reject file

  6. Reports generated

  7. Job completion status monitored in SDSF


2. How do you handle job abends in production?

Steps:

  1. Check Return Code in SDSF

  2. Identify abend code (e.g., S0C7, S0C4)

  3. Review SYSOUT and CEEDUMP

  4. Validate input file and database data

  5. Fix issue and restart job using restart parameters


3. What is S0C7 abend and how do you fix it?

S0C7 occurs due to invalid numeric data.

Causes:

  • Non-numeric data in COMP or COMP-3 fields

  • Improper initialization

Fix:

  • Validate data before processing

  • Use INSPECT or numeric checks

  • Ensure correct file layout


4. Explain restart and recovery in batch processing.

Restart allows a job to resume from a failed step instead of rerunning the entire job.

Techniques:

  • JCL RESTART parameter

  • Checkpoint restart logic

  • DB2 commits and rollbacks


5. How do you tune a COBOL program for performance?

  • Use indexed access instead of sequential when possible

  • Reduce unnecessary I/O operations

  • Use COMP / COMP-3 for numeric data

  • Optimize loops

  • Commit DB2 updates in batches


6. Explain your experience with DB2 performance tuning.

  • Use EXPLAIN to analyze access paths

  • Ensure indexes are used properly

  • Avoid SELECT *

  • Use proper WHERE clauses

  • Monitor deadlocks and timeouts


7. What is a Deadlock in DB2?

A deadlock occurs when two transactions wait for each other’s resources.

Solution:

  • Commit frequently

  • Access tables in same order

  • Reduce transaction scope


8. Difference between Package and Plan?

Package Plan
Contains compiled SQL Executes packages
Modular Collection of packages
Faster binding High-level execution

9. How do you migrate programs between environments?

Migration process:

  1. Code changes in DEV

  2. Unit testing

  3. Promote to SIT/UAT

  4. Production deployment using change management tools

  5. Post-deployment validation


10. Explain GDG usage in your project.

GDG is used to manage daily/monthly versions of files.

Example:

  • Daily transaction files

  • Historical backups

  • Automatic version control


11. How do you handle large VSAM files?

  • Use proper CI/CA size

  • Use alternate indexes

  • Perform reorganization

  • Avoid unnecessary file opens


12. Difference between KSDS and ESDS?

KSDS ESDS
Access by key Sequential only
Supports update/delete Limited update
Uses index No index

13. Explain CICS pseudo-conversational programming.

In pseudo-conversational:

  • Program ends after each screen interaction

  • Context stored in COMMAREA

  • Improves system scalability


14. What is BMS map handling?

BMS maps define screen layouts.

  • MAPSET → MAP → FIELD

  • Input and output handled separately

  • Reduces screen programming complexity


15. How do you secure mainframe applications?

  • RACF access control

  • Dataset security

  • Transaction security

  • Role-based access


16. Explain your experience with scheduling tools.

Used tools like Control-M / CA-7 to:

  • Schedule jobs

  • Set dependencies

  • Handle alerts

  • Monitor SLA


17. What is Space Abend and how do you fix it?

Occurs when dataset runs out of space.

Fix:

  • Increase SPACE parameter

  • Use secondary extents

  • Reallocate dataset


18. What is a Reorg in DB2?

Reorg reorganizes tables and indexes to:

  • Improve performance

  • Reduce fragmentation

  • Optimize storage


19. Explain File Handling Best Practices.

  • Always check file status codes

  • Use proper OPEN/CLOSE

  • Validate record layouts

  • Handle EOF correctly


20. How do you handle production incidents?

  • Analyze job failure

  • Communicate with stakeholders

  • Apply temporary fix if needed

  • Permanent fix through change request

  • Root cause analysis


21. Explain commit frequency in DB2 programs.

Committing after fixed number of records:

  • Reduces locks

  • Improves performance

  • Prevents large rollbacks


22. What is Bind Rebind?

  • Bind – Initial creation

  • Rebind – Re-creation after changes or stats updates


23. Explain your experience with utilities.

Common utilities:

  • IDCAMS

  • IEBGENER

  • SORT

  • IEBCOPY

Used for file management and performance.


24. How do you handle schema changes?

  • Impact analysis

  • Modify programs and copybooks

  • Rebind DB2 packages

  • Regression testing


25. What are the common production abends you handled?

  • S0C7 – Data issue

  • S0C4 – Addressing error

  • U4038 – Application logic

  • DB2 -911, -913 errors


26. How do you ensure data integrity?

  • Validations

  • DB2 constraints

  • Commit/rollback logic

  • Reconciliation reports


27. What is Change Management?

Change management ensures:

  • Controlled code deployment

  • Approval workflows

  • Rollback plans


28. Explain the difference between static and dynamic SQL.

Static SQL Dynamic SQL
Compiled at bind time Prepared at runtime
Faster Flexible
Uses packages Uses PREPARE

29. What is File Reconciliation?

Validating:

  • Input count

  • Processed count

  • Output count
    To ensure no data loss.


30. What are your responsibilities as a 4-year Mainframe professional?

  • Development & enhancements

  • Production support

  • Performance tuning

  • Incident handling

  • Mentoring juniors


31. How do you analyze a long-running batch job?

Steps:

  1. Check job class and priority

  2. Analyze CPU vs I/O time in SDSF

  3. Check SORT steps

  4. Verify DB2 commits frequency

  5. Identify locking or waits


32. How do you reduce CPU usage in batch programs?

  • Avoid unnecessary loops

  • Use indexed DB2 access

  • Optimize SORT usage

  • Reduce file reads

  • Use efficient data types (COMP-3)


33. What is DB2 -911 and how do you fix it?

-911 indicates deadlock or timeout.

Fix:

  • Commit frequently

  • Reduce transaction scope

  • Access tables in same order

  • Analyze locking strategy


34. Explain DB2 isolation levels.

Level Description
UR Uncommitted Read
CS Cursor Stability
RS Read Stability
RR Repeatable Read

35. What is DB2 EXPLAIN?

Used to analyze access paths chosen by DB2 optimizer.


36. What is RUNSTATS and why is it important?

RUNSTATS updates DB2 statistics, helping optimizer choose best access paths.


37. Explain DB2 index types.

  • Clustered

  • Non-clustered

  • Unique

  • Composite


38. What is CICS Syncpoint?

Ensures transaction consistency across multiple resources.


39. How do you handle CICS abends?

  • Check CICS logs

  • Analyze dump

  • Validate COMMAREA

  • Check map definitions


40. What is DFHCOMMAREA?

A CICS memory area used to pass data between programs.


41. How do you tune VSAM performance?

  • Optimize CI/CA size

  • Use proper buffering

  • Reorganize datasets

  • Use alternate indexes


42. What is VSAM CI Split?

Occurs when a control interval is full and must be split, affecting performance.


43. How do you manage dataset space issues?

  • Monitor extents

  • Use secondary allocation

  • Periodic cleanup

  • Reallocation if needed


44. What is Abend S722?

Occurs when CPU time limit is exceeded.


45. How do you debug COBOL programs?

  • Use CEEDUMP

  • Add DISPLAY statements

  • Review dumps

  • Analyze logic


46. What is LE (Language Environment)?

Provides common runtime services for COBOL, PL/I, C programs.


47. Explain CALL vs LINK in CICS.

CALL LINK
New program instance Control passed
Slower Faster

48. How do you handle file layout changes?

  • Update copybooks

  • Impact analysis

  • Regression testing

  • Version control


49. What is a Data Skew?

Occurs when data distribution is uneven, affecting performance.


50. What is DB2 -904 error?

Indicates resource unavailable (tablespace or index in STOP state).


51. How do you recover DB2 objects?

  • Use RECOVER utility

  • Restore from backup

  • Rollforward logs


52. What is REORG TABLESPACE?

Reorganizes DB2 storage for better performance.


53. What is a Warm Start in CICS?

Restarts CICS without losing committed work.


54. Explain job scheduling dependencies.

  • Time-based

  • File-based

  • Job-based

  • Event-based


55. What is SLA monitoring?

Ensuring jobs complete within agreed time.


56. How do you handle failed file transfers?

  • Verify FTP logs

  • Validate file integrity

  • Re-trigger transfer

  • Notify stakeholders


57. What is Root Cause Analysis (RCA)?

Identifying underlying cause of production incidents.


58. How do you handle high-severity incidents?

  • Immediate analysis

  • Temporary workaround

  • Stakeholder communication

  • Permanent fix


59. What is program reusability?

Using common modules and copybooks across applications.


60. What is DB2 cursor performance tuning?

  • Use WITH HOLD carefully

  • Fetch multiple rows

  • Close cursors properly


61. How do you handle DB2 schema changes in production?

  • Change request approval

  • Offline/online strategy

  • Backout plan

  • Testing


62. What is CICS EIB?

EIB (Execute Interface Block) contains runtime transaction info.


63. What is multi-threading in Mainframe?

Multiple tasks running concurrently to maximize CPU usage.


64. What is workload balancing?

Distributing workload evenly across system resources.


65. How do you improve batch window?

  • Parallel processing

  • Reduce I/O

  • Optimize SORT

  • Job stream redesign


66. What is DB2 LOCK escalation?

Row/page locks escalated to table space locks.


67. How do you manage control cards?

  • Version control

  • Validation checks

  • Documentation


68. What is application fallback?

Rolling back application changes after failure.


69. What is automation in Mainframe?

Using scripts/tools to reduce manual intervention.


70. What are your key contributions in your project?

  • Performance improvements

  • Incident reduction

  • Successful migrations

  • Mentoring juniors